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Displaying 1876 - 1900 of 2086 results
... and Executive Officers
16.1 Name, occupation and security holding
16.2 Cease trade orders, bankruptcies, penalties or sanctions
16.3 ... the particulars of any provisions or arrangements made for holding any part of the
net proceeds of the distribution in trust or escrow ...
... by subsections (2) and (4) also applies to any personal holding
companies of any of the persons referred to in subsections (2) and ... subsections (2), (4) and (5) also applies to any personal
holding companies of any of the persons referred to in subsections (2), (4), ...
... entity]
Custodian fee [Specify
amount]
This is for holding the
plan’s investments in trust.
[Insert name of entity] ... by subsections (6) and (8) also applies to any personal holding
companies of any of the persons referred to in subsections (6) and ...
... ETF. If
there are no other fees associated with buying, holding, selling or switching units or
shares of the ETF, replace the table ... ETF. If
there are no other fees associated with buying, holding, selling or switching units or
shares of the ETF, replace the table ...
... of agreements
14.6 Review and compliance reports
14.7 Holding of portfolio assets and payment of fees
14.8 Custodian provisions ... prescribed by section 8.2, the person or company holding the funds in
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trust referred to in paragraph ...
... the particulars of any provision or arrangements made for holding any part
of the net proceeds of the distribution in trust or escrow ... the issuer held by the person
or company other than the holding of voting securities of the issuer.
(5) In addition to the above, ...
... business of trading
• in the business of advising
• holding themselves out as being in the business of trading or advising
• ... also the issuer’s responsibility to ensure that whoever is holding the consideration promptly
returns it to the purchaser if the ...
... Directors and Officers
10.1 Name, Occupation and Security Holding
10.2 Cease Trade Orders, Bankruptcies, Penalties or Sanctions
10.3 ... Directors and Officers
10.1 Name, Occupation and Security Holding
(1) List the name, province or state, and country of residence of ...
51-102 National Instrument, Form 5 Information Circular, unofficial consolidation as of June 9, 2023
... of financing or otherwise inducing the purchase, sale, holding or voting
of securities of the company but not including a bank or ... by sections 7.2 and 7.2.1 also applies to any personal holding
companies of the proposed director.
(ii) A management cease trade ...
... affect the control of the reporting
issuer; or
(B) holding more than 20% of the outstanding voting securities of
the reporting issuer, unless there is evidence showing that the
holding of those securities does not materially affect the
control of the ...