Search

Displaying 1876 - 1900 of 2086 results

Documents | November 03, 2023
... and Executive Officers 16.1 Name, occupation and security holding 16.2 Cease trade orders, bankruptcies, penalties or sanctions 16.3 ... the particulars of any provisions or arrangements made for holding any part of the net proceeds of the distribution in trust or escrow ...
Documents | November 03, 2023
... by subsections (2) and (4) also applies to any personal holding companies of any of the persons referred to in subsections (2) and ... subsections (2), (4) and (5) also applies to any personal holding companies of any of the persons referred to in subsections (2), (4), ...
Documents | November 03, 2023
... entity] Custodian fee [Specify amount] This is for holding the plan’s investments in trust. [Insert name of entity] ... by subsections (6) and (8) also applies to any personal holding companies of any of the persons referred to in subsections (6) and ...
Documents | November 03, 2023
... ETF. If there are no other fees associated with buying, holding, selling or switching units or shares of the ETF, replace the table ... ETF. If there are no other fees associated with buying, holding, selling or switching units or shares of the ETF, replace the table ...
Documents | November 03, 2023
... of agreements 14.6 Review and compliance reports 14.7 Holding of portfolio assets and payment of fees 14.8 Custodian provisions ... prescribed by section 8.2, the person or company holding the funds in -39- #6100470 v1 trust referred to in paragraph ...
Documents | November 03, 2023
... the particulars of any provision or arrangements made for holding any part of the net proceeds of the distribution in trust or escrow ... the issuer held by the person or company other than the holding of voting securities of the issuer. (5) In addition to the above, ...
Documents | November 03, 2023
... business of trading • in the business of advising • holding themselves out as being in the business of trading or advising • ... also the issuer’s responsibility to ensure that whoever is holding the consideration promptly returns it to the purchaser if the ...
Documents | November 06, 2023
... Directors and Officers 10.1 Name, Occupation and Security Holding 10.2 Cease Trade Orders, Bankruptcies, Penalties or Sanctions 10.3 ... Directors and Officers 10.1 Name, Occupation and Security Holding (1) List the name, province or state, and country of residence of ...
Documents | November 06, 2023
... of financing or otherwise inducing the purchase, sale, holding or voting of securities of the company but not including a bank or ... by sections 7.2 and 7.2.1 also applies to any personal holding companies of the proposed director. (ii) A management cease trade ...
Documents | November 06, 2023
... affect the control of the reporting issuer; or (B) holding more than 20% of the outstanding voting securities of the reporting issuer, unless there is evidence showing that the holding of those securities does not materially affect the control of the ...