Name: superintendent-order-14-12-iiroc-member-exemption
Category:
Doing business
Last updated:
April 12, 2019
Size: 203.16 KB
File Type:
Number of pages:
2
Document description:
Superintendent Order 2014-12 Securities Act Relief from Certain Client Relationship Model – Phase 2 (CRM2) Requirements, Prescribed by National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations (NI 31-103), for Investment Industry Regulatory Organization of Canada (IIROC) Members