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24-101 National Instrument, Form 2, Institutional Trade Matching and Settlement, Securities Act, Initially Effective March 17, 2008

24-102 Companion Policy, Clearing Agency Requirements. Securities Act, Unofficial Consolidation as of June 3, 2016

23-102 Companion Policy, Use of Client Brokerage Commissions, Securities Act, Initially Effective June 30, 2010

24-102 National Instrument Form 2, Clearing Agency Requirements, Securities Act, Initially Effective February 17, 2016

24-101 National Instrument, Institutional Trade Matching and Settlement, Securities Act, Initially Effective March 17, 2008

24-101 Companion Policy, Institutional Trade Matching and Settlement, Securities Act, Amendment Effective September 5, 2017

24-101 Companion Policy, Marketplace Operation, Securities Act, Initially Effective March 17, 2008

24-101 National Instrument, Form 5, Institutional Trade Matching and Settlement, Securities Act, Initially Effective March 17, 2008

23-102 National Instrument, Use of Client Brokerage Commissions, Securities Act, Amendment Effective February 1, 2017

23-103 Companion Policy, Electronic Trading and Direct Electronic Access to Marketplaces, Securities Act, Amendment Effective March 1, 2014

25-101 National Instrument Form 1, Designated Rating Organization, Securities Act, Initially Effective April 20, 2012

24-101 National Instrument, Form 1, Institutional Trade Matching and Settlement, Securities Act, Unofficial Consolidation as of September 5, 2017

24-101 National Instrument, Institutional Trade Matching and Settlement, Securities Act, Amendment Effective September 5, 2017

24-101 Companion Policy, Institutional Trade Matching and Settlement, Securities Act, Amendment Effective September 28, 2009

24-101 National Instrument, Form 3, Institutional Trade Matching and Settlement, Securities Act, Initially Effective March 17, 2008

24-102 Companion Policy, Clearing Agency Requirements. Securities Act, Amendment Effective June 3, 2016

23-103 National Instrument, Electronic Trading, Securities Act, Initially Effective March 1, 2013

25-101 National Instrument, Designated Rating Organization, Securities Act, Initially Effective April 20, 2012

24-101 National Instrument, Institutional Trade Matching and Settlement, Securities Act, Amendment Effective July 1, 2010

24-101 National Instrument, Form 1, Institutional Trade Matching and Settlement, Securities Act, Initially Effective March 17, 2008

24-102 National Instrument, Clearing Agency Requirements, Securities Act, Initially Effective February 17, 2016

23-102 National Instrument, Use of Client Brokerage Commissions, Securities Act, Amendment Effective January 11, 2015

24-102 Companion Policy, Clearing Agency Requirements. Securities Act, Initially Effective February 17, 2016

23-103 Companion Policy, Electronic Trading and Direct Electronic Access to Marketplaces, Securities Act, Initially Effective March 1, 2013

25-101 National Instrument Form 2, Designated Rating Organization, Securities Act, Initially Effective April 20, 2012

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