Documents

Superintendent Order 2016-05 Securities Act, Chicago Mercantile Exchange Inc. Recognition Order as a quotation and trade reporting system pursuant to section 72 of the Securities Act (Yukon) (the Act)

Yukon rare plant information sheet for Ogilvie Mountain Spring Beauty (Claytonia ogilviensis). Rare plant information sheets provide information on the conservation status, distribution, and distinguishing features of vascular plants on the Conservation Data Centre track and watch lists.

Superintendent Order 2015-08 Securities Act, Exemptions for Certain Private Placements to Permitted Clients

Yukon rare plant information sheet for Parry’s Arnica / Nodding Leopardbane (Arnica parryi). Rare plant information sheets provide information on the conservation status, distribution, and distinguishing features of vascular plants on the Conservation Data Centre track and watch lists.

Superintendent Order 2014-12 Securities Act Relief from Certain Client Relationship Model – Phase 2 (CRM2) Requirements, Prescribed by National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations (NI 31-103), for Investment Industry Regulatory Organization of Canada (IIROC)… more

Yukon rare plant information sheet for Porsild’s Draba (Draba porsildii). Rare plant information sheets provide information on the conservation status, distribution, and distinguishing features of vascular plants on the Conservation Data Centre track and watch lists.

Superintendent Order 2010-13 Securities Act, an exemption from restriction on paying commissions and finder fees in offering memorandum exemption in National Instrument 45-106 Prospectus and Registration Exemptions.

Yukon rare plant information sheet for Pygmy Water-lily (Nymphaea tetragona). Rare plant information sheets provide information on the conservation status, distribution, and distinguishing features of vascular plants on the Conservation Data Centre track and watch lists.

Superintendent Order 2017-05 Securities Act, Relief from Certain Derivatives Reporting Requirements (96-501)

Superintendent Order 2016-08 Securities Act, Yukon Eligible Small Business Registration and Prospectus Exemptions. Regarding the Yukon Small Business Investment Tax Credit program , administered by the Department of Economic Development.

Superintendent Order 2016-02 Securities Act, exemptions from certain requirements in Form 45-106F1 Report of Exempt Distribution

Yukon rare plant information sheet for Pale Comandra (Comandra umbellata ssp. pallida). Rare plant information sheets provide information on the conservation status, distribution, and distinguishing features of vascular plants on the Conservation Data Centre track and watch lists.

Superintendent Order 2015-05 Securities Act, Exemption from the dealer registration requirement and the adviser registration requirement in respect of trades and advice for U.S. resident clients

Yukon rare plant information sheet for Pink Dandelion (Taraxacum carneocoloratum). Rare plant information sheets provide information on the conservation status, distribution, and distinguishing features of vascular plants on the Conservation Data Centre track and watch lists.

Superintendent Order 2014-02 Securities Act, Catamaran Corporation exemption for purposes of the application of section 82(2) of the Business Corporations Act issued pursuant to section 3(3) of the Business Corporations Act.

Yukon rare plant information sheet for Prairie Sedge (Carex prairea). Rare plant information sheets provide information on the conservation status, distribution, and distinguishing features of vascular plants on the Conservation Data Centre track and watch lists.

Registrar Approval, 2018-01 Business Corporations Act, Ultra Petroleum Corp. pursuant to section 84(2) of the Business Corporations Act

This Control Order is issued pursuant to the Animal Health Act to protect wild sheep and goat populations from respiratory diseases found in domestic sheep and goats. It comes into effect January 1, 2020.

Superintendent Order, Securities Act, Authorization Order for INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA (IIROC)

Yukon Monthly Statistical Review March 2019 was prepared by the Yukon Bureau of Statistics and is governed by the Statistics Act.

Superintendent Order 2017-02 Securities Act, Exemption from Prescribed Form of Mutual Fund Audit Reports in National Instrument 81-102 Investment Funds

Superintendent Order 2016-06 Securities Act, ICE Trade Vault, LLC Recognition Order as a quotation and trade reporting system pursuant to section 72 of the Securities Act (Yukon) (the Act)

Yukon rare plant information sheet for Oriental Junegrass (Koeleria asiatica). Rare plant information sheets provide information on the conservation status, distribution, and distinguishing features of vascular plants on the Conservation Data Centre track and watch lists.

Superintendent Order 2015-07 Securities Act, Exemption from Prospectus Requirement for Certain Trades to Existing Security Holders

Yukon rare plant information sheet for Pearly Everlasting (Anaphalis margaritacea). Rare plant information sheets provide information on the conservation status, distribution, and distinguishing features of vascular plants on the Conservation Data Centre track and watch lists.