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… and Derivatives Data Reporting. (2) In this Instrument, a person or company is an affiliated entity of another person … by the same person or company. (3) In this Instrument, a person or company (the first party) is considered to … company (the second party) if any of the following apply: (a) the first party beneficially owns or directly or …
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… amended by this Instrument. 2. Section 1.1 is amended by: (a) adding the following definition: “borrowing agent” means any of the following: (a) a custodian or sub-custodian that holds assets in connection …
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… Benefits 4.3 The phrase "pay for or make reimbursement of a cost or expense incurred or to be incurred by a participating dealer or a representative of a participating dealer" 4.4 Exception for …
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… # 6273089 Version: 1 Note: [22 Apr 2026] - The following is a consolidation of NI 81-106. It incorporates the amendments … Transactions 3.11 Scholarship Plans 3.12 Disclosure of Use of Leverage PART 4 – MANAGEMENT REPORTS OF FUND … Report of Fund Performance for an Investment Fund that is a Scholarship Plan 4.4 Contents of Management Reports of Fund …
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… new Canadians. Eligibility Eligible applicants must: • Be a registered non-profit society based in Yukon, and • Have primarily a cultural or multicultural mandate, or be otherwise … Transfer Payment Policy. Questions about the collection or use of this information can be directed to the ATIPP …
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… other single-attached houses, apartments or flats in a detached duplex and apartments in a building that has less than five storeys. Information Sheet … Government Executive Council Office Bureau of Statistics, (A-8C) Box 2703, Whitehorse, Yukon, Y1A 2C6 Telephone: (403) …
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… 3.8 Acquisition of Financial Literacy 3.9 Restriction on Use of Certain Exemptions PART 4 AUTHORITY OF THE AUDIT … ascribed to it in NI 51-102; “audit committee” means a committee (or an equivalent body) established by and among … officer” of an entity means an individual who is: (a) a chair of the entity; (b) a vice-chair of the entity; (c) …
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… sections 5.4 and 6.4, an insider report that discloses as a single transaction, with December 31 of the relevant year … using an average unit price of the securities, (a) the total number of securities of the same type acquired … calendar year; “automatic securities purchase plan” means a dividend or interest reinvestment plan, a stock dividend …
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… by adding the following definitions: “asset pool” means a pool of cash-flow generating assets in which an issuer of a securitized product has a direct or indirect ownership or security interest; “asset …
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… #5410901 v1 Note: [12 Jun 2018] – The following is a consolidation of NI 44-101.It incorporates amendments to … in NI 41-101 1.2 References to Information Included in a Document 1.3 References to Information to be Included in a Document 1.4 Interpretation of “short form prospectus” 1.5 …
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… 1.1 Definitions 1.2 References to Information Included in a Document 1.3 References to Information to be Included in a Document 1.4 Interpretation of “short form prospectus” 1.5 [Repealed] Part 2 QUALIFICATION TO FILE A PROSPECTUS IN THE FORM OF A SHORT FORM PROSPECTUS 2.1 Short …
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… under section 13.7 or 13.8 of the Instrument cannot amend a preliminary prospectus, a final prospectus or any amendment.. 3. The title of Part 6 … particular, in order for the exemption to be available for use, the issuer must have entered into a bought deal …
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… is amended by this Instrument. 2. Section 1.1 is amended (a) after the definition of “acquisition”, by adding the … subparagraph (g), by replacing “an income statement” with “a statement of comprehensive income”, (i) by deleting the … with “an interim financial report”. 4. Paragraph 4.3(3)(a) is replaced with the following: (a) U.S. AICPA GAAS, the …
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… 1.1 of NI 45-106; “final prospectus notice” means, (a) in British Columbia, New Brunswick, Newfoundland and Labrador, Nova Scotia, Ontario and Saskatchewan, a written communication relating to a final prospectus if … to have primary decision-making authority; “limited-use version” means a template version in which the spaces for …
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… and nearly 450 Yukon citizens provided feedback through a six- week online survey. Significant comments were provided on a wide range of topics related to liquor. Read more in the … › liquor primary; › food primary; › off-premises; › other use primary; and, › manufacturing. All licensees would …
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… PART 6 EFFECTIVE DATE 6.1 Effective Date APPENDIX A - EXEMPT SECURITIES APPENDIX B - [Repealed] APPENDIX C - … Instrument "associated party" means, if used to indicate a relationship with a person or company (a) a trust or estate in which (i) that …
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… are only subject to Division 5 if they also operate under a dealer or adviser registration, in which case the … Registered firms in Québec must complyIn Québec, a registered firm is deemed to comply with this Division if … firm’s decision on the complaint A firm may also wish to use its initial response to seek clarification or additional …
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… amended by this Instrument. 2. Section 1.1 is amended by (a) adding the following definitions: “operating charge” means any amount charged to a client by a registered firm in respect of the operation, transfer or …
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… Yukon’s Water Resources Branch. The bulletin provides a summary of winter meteorological and streamflow conditions … could be characterized overall as cold and dry. October A series of upper ridges brought warm air to the territory … of October continued into November until mid-month when a cold air mass moved down from the far North. Late in the …
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… Yukon’s Water Resources Branch. The bulletin provides a summary of winter meteorological and streamflow conditions … temperatures below normal. Precipitation levels were a little above normal for much of the Yukon, but were below … There were also well above normal precipitation levels in a band from Blanchard to Whitehorse and in a band from Drury …
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… Yukon’s Water Resources Branch. The bulletin provides a summary of winter meteorological and streamflow conditions … much of the Territory is around normal. Exceptions include a large pocket of below normal snowpack through interior … and including Ross River and Faro. Another exception is a large pocket of significantly above normal snowpack in …
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… this Instrument “board of directors” means, in the case of a designated rating organization that does not have a board of directors, a group that acts in a capacity similar to a board of …
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… Any general guidance or introductory comments for a Part appears immediately after the Part’s name. Specific guidance on a section or subsection in the Instrument follows any general guidance. If there is no guidance for a Part, section or subsection, the numbering in this CP will …
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… amended by this Companion Policy. 2. Part 1 is amended by (a) replacing section 1.1 with the following: 1.1 Introduction … reporting systems and ATSs are marketplaces that provide a market facility or venue on which securities can be traded. The areas of interest from a regulatory perspective are in many ways similar for each of …
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… Note: [09 May 2016] – The following is a consolidation of NP 62-203. It incorporates the changes to … provides guidance on the conduct of parties involved in a bid. PART 2 BID REGIME FOR TAKE-OVER BIDS AND ISSUER BIDS … 2.1 General – The Bid Regime is designed to establish a clear and predictable framework for the conduct of bids in …