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… by adding the following definitions: “asset pool” means a pool of cash-flow generating assets in which an issuer of a securitized product has a direct or indirect ownership or security interest; “asset …
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… #5410901 v1 Note: [12 Jun 2018] – The following is a consolidation of NI 44-101.It incorporates amendments to … in NI 41-101 1.2 References to Information Included in a Document 1.3 References to Information to be Included in a Document 1.4 Interpretation of “short form prospectus” 1.5 …
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… 1.1 Definitions 1.2 References to Information Included in a Document 1.3 References to Information to be Included in a Document 1.4 Interpretation of “short form prospectus” 1.5 [Repealed] Part 2 QUALIFICATION TO FILE A PROSPECTUS IN THE FORM OF A SHORT FORM PROSPECTUS 2.1 Short …
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… under section 13.7 or 13.8 of the Instrument cannot amend a preliminary prospectus, a final prospectus or any amendment.. 3. The title of Part 6 … particular, in order for the exemption to be available for use, the issuer must have entered into a bought deal …
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… is amended by this Instrument. 2. Section 1.1 is amended (a) after the definition of “acquisition”, by adding the … subparagraph (g), by replacing “an income statement” with “a statement of comprehensive income”, (i) by deleting the … with “an interim financial report”. 4. Paragraph 4.3(3)(a) is replaced with the following: (a) U.S. AICPA GAAS, the …
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… 1.1 of NI 45-106; “final prospectus notice” means, (a) in British Columbia, New Brunswick, Newfoundland and Labrador, Nova Scotia, Ontario and Saskatchewan, a written communication relating to a final prospectus if … to have primary decision-making authority; “limited-use version” means a template version in which the spaces for …
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… and nearly 450 Yukon citizens provided feedback through a six- week online survey. Significant comments were provided on a wide range of topics related to liquor. Read more in the … › liquor primary; › food primary; › off-premises; › other use primary; and, › manufacturing. All licensees would …
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… PART 6 EFFECTIVE DATE 6.1 Effective Date APPENDIX A - EXEMPT SECURITIES APPENDIX B - [Repealed] APPENDIX C - … Instrument "associated party" means, if used to indicate a relationship with a person or company (a) a trust or estate in which (i) that …
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… are only subject to Division 5 if they also operate under a dealer or adviser registration, in which case the … Registered firms in Québec must complyIn Québec, a registered firm is deemed to comply with this Division if … firm’s decision on the complaint A firm may also wish to use its initial response to seek clarification or additional …
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… amended by this Instrument. 2. Section 1.1 is amended by (a) adding the following definitions: “operating charge” means any amount charged to a client by a registered firm in respect of the operation, transfer or …
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… Yukon’s Water Resources Branch. The bulletin provides a summary of winter meteorological and streamflow conditions … could be characterized overall as cold and dry. October A series of upper ridges brought warm air to the territory … of October continued into November until mid-month when a cold air mass moved down from the far North. Late in the …
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… Yukon’s Water Resources Branch. The bulletin provides a summary of winter meteorological and streamflow conditions … temperatures below normal. Precipitation levels were a little above normal for much of the Yukon, but were below … There were also well above normal precipitation levels in a band from Blanchard to Whitehorse and in a band from Drury …
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… Yukon’s Water Resources Branch. The bulletin provides a summary of winter meteorological and streamflow conditions … much of the Territory is around normal. Exceptions include a large pocket of below normal snowpack through interior … and including Ross River and Faro. Another exception is a large pocket of significantly above normal snowpack in …
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… this Instrument “board of directors” means, in the case of a designated rating organization that does not have a board of directors, a group that acts in a capacity similar to a board of …
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… Any general guidance or introductory comments for a Part appears immediately after the Part’s name. Specific guidance on a section or subsection in the Instrument follows any general guidance. If there is no guidance for a Part, section or subsection, the numbering in this CP will …
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… amended by this Companion Policy. 2. Part 1 is amended by (a) replacing section 1.1 with the following: 1.1 Introduction … reporting systems and ATSs are marketplaces that provide a market facility or venue on which securities can be traded. The areas of interest from a regulatory perspective are in many ways similar for each of …
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… Note: [09 May 2016] – The following is a consolidation of NP 62-203. It incorporates the changes to … provides guidance on the conduct of parties involved in a bid. PART 2 BID REGIME FOR TAKE-OVER BIDS AND ISSUER BIDS … 2.1 General – The Bid Regime is designed to establish a clear and predictable framework for the conduct of bids in …
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… practices which have been formulated to: • achieve a balance between providing protection to investors and … to carefully consider these concerns in the context of a study to examine the governance of controlled companies. We … officer has a material interest; (b) protection and proper use of corporate assets and opportunities; (c) …
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… Administrators (CSA or we) will consider responding to a specified default by issuing a management cease trade order (or MCTO). It explains what we … in CSA Notice 51-322 Reporting Issuer Defaults, such as a failure to file a material change report, or a failure to …
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… application 11. Language 12. Materials to be filed to make a designation available in an additional passport … for the filing and review of an application to become a designated rating organization in more than one … in Québec; “application” means an application to become a designated rating organization; “dual application” means an …
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… 1.1 Application This policy describes procedures for a firm or individual to register in more than one Canadian … Organization of Canada; “interface registration” means a registration described in section 3.3 of this policy; “MI … Ontario; “passport jurisdiction” means the jurisdiction of a passport regulator; “passport registration” means a …
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… 17, 2008 PART 5 EFFECTIVE DATE 5.1 Effective date Appendix A CD requirements under MI 11-101 Yukon Securities Office … Regulator System; “non-principal jurisdiction” means, for a person or company, a jurisdiction other than the principal jurisdiction; “NP …
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… from the Minister 2 Message from the Deputy Minister 3 At a glance 4 Modernizing learning in Yukon 5 First Nations … continues to serve our citizens’ needs and aspirations for a better Yukon. The foundation for all our work is education, … and doing in all subjects and grade levels, increasing the use of technology to support student learning, updating how …
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… Ph ot o: G ov er nm en t o f Y uk on ii 1 H O U SI N G A C TI O N P LA N F O R Y U KO N P R O G R ES S R EP O R T A PR IL 2 01 8 – M A R C H 2 01 9 Table of Contents Message from the Housing …
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… reporting requirements SUPERINTENDENT ORDER 2017/05 Y.S.A. (under section 16 of the Securities Act) WHEREAS the … the following terms have the meanings defined below: (a) "Appendix A" means Appendix A to MI 96-101; (b) "Blocking … (d) the reporting counterparty makes reasonable efforts to use information from its own systems to determine whether the …