Documents

Superintendent Order, Securities Act, Authorization Order for INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA (IIROC)

Yukon rare plant information sheet for Ogilvie Mountain Spring Beauty (Claytonia ogilviensis). Rare plant information sheets provide information on the conservation status, distribution, and distinguishing features of vascular plants on the Conservation Data Centre track and watch lists.

Superintendent Order 2017-02 Securities Act, Exemption from Prescribed Form of Mutual Fund Audit Reports in National Instrument 81-102 Investment Funds

Yukon rare plant information sheet for Parry’s Arnica / Nodding Leopardbane (Arnica parryi). Rare plant information sheets provide information on the conservation status, distribution, and distinguishing features of vascular plants on the Conservation Data Centre track and watch lists.

Superintendent Order 2016-06 Securities Act, ICE Trade Vault, LLC Recognition Order as a quotation and trade reporting system pursuant to section 72 of the Securities Act (Yukon) (the Act)

Yukon rare plant information sheet for Porsild’s Draba (Draba porsildii). Rare plant information sheets provide information on the conservation status, distribution, and distinguishing features of vascular plants on the Conservation Data Centre track and watch lists.

Superintendent Order 2015-07 Securities Act, Exemption from Prospectus Requirement for Certain Trades to Existing Security Holders

Yukon rare plant information sheet for Pygmy Water-lily (Nymphaea tetragona). Rare plant information sheets provide information on the conservation status, distribution, and distinguishing features of vascular plants on the Conservation Data Centre track and watch lists.

Superintendent Order 2014-12 Securities Act, Relief from Certain Client Relationship Model – Phase 2 (CRM2) Requirements, Prescribed by National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations (NI 31-103), for Mutual Fund Dealers Association (MFDA) Members

Superintendent Order 2009-13 Securities Act, exemption respecting Dundee Corporation offering

Exempting Certain Counterparties from Mandatory Clearing, 2018 in respect to National Instrument 94-101 Mandatory Central Counterparty Clearing of Derivatives (NI 94-101)

Yukon rare plant information sheet for Pale Comandra (Comandra umbellata ssp. pallida). Rare plant information sheets provide information on the conservation status, distribution, and distinguishing features of vascular plants on the Conservation Data Centre track and watch lists.

Superintendent Order 2016-06 Securities Act, ICE Trade Vault, LLC Recognition Order as a quotation and trade reporting system pursuant to section 72 of the Securities Act (Yukon) (the Act)

Yukon rare plant information sheet for Pink Dandelion (Taraxacum carneocoloratum). Rare plant information sheets provide information on the conservation status, distribution, and distinguishing features of vascular plants on the Conservation Data Centre track and watch lists.

Superintendent Order 2015-11 Securities Act, Order designating Aequitas NEO Exchange Inc. as a designated exchange pursuant to Multilateral Instrument 62-104 respecting Take-Over Bids and Issuer Bids

Yukon rare plant information sheet for Prairie Sedge (Carex prairea). Rare plant information sheets provide information on the conservation status, distribution, and distinguishing features of vascular plants on the Conservation Data Centre track and watch lists.

Superintendent Order 2015-04 Securities Act, Exemptions from Certain Requirements of Securities Legislation for Issuers whose securities are listed on the Aequitas Neo Exchange Inc.

This Control Order is issued pursuant to the Animal Health Act to protect wild sheep and goat populations from respiratory diseases found in domestic sheep and goats. It comes into effect January 1, 2020.

Superintendent Order 2013-11 Securities Act, Ultra Petroleum Corp. exemption for purposes of the application of section 82(2) of the Business Corporations Act issued pursuant to section 3(3) of the Business Corporations Act.

Superintendent Order, Securities Act, Recognition Order for INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA (IIROC)

Yukon rare plant information sheet for Oriental Junegrass (Koeleria asiatica). Rare plant information sheets provide information on the conservation status, distribution, and distinguishing features of vascular plants on the Conservation Data Centre track and watch lists.

Superintendent Order 2017-01 Securities Act, Exemption from certain requirements to publicly disseminate data under MI 96-101 Trade Repositories and Derivatives Data Reporting

Yukon rare plant information sheet for Pearly Everlasting (Anaphalis margaritacea). Rare plant information sheets provide information on the conservation status, distribution, and distinguishing features of vascular plants on the Conservation Data Centre track and watch lists.

Superintendent Order 2016-04 Securities Act, DTCC Data Repository (U.S.) LLC Recognition Order as a quotation and trade reporting system pursuant to section 72 of the Securities Act (Yukon) (the Act).

Yukon rare plant information sheet for Porsild’s Smelowskia (Smelowskia porsildii). Rare plant information sheets provide information on the conservation status, distribution, and distinguishing features of vascular plants on the Conservation Data Centre track and watch lists.