Documents

Superintendent Order 2014-12 Securities Act, Relief from Certain Client Relationship Model – Phase 2 (CRM2) Requirements, Prescribed by National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations (NI 31-103), for Mutual Fund Dealers Association (MFDA) Members

Superintendent Order 2009-13 Securities Act, exemption respecting Dundee Corporation offering

Exempting Certain Counterparties from Mandatory Clearing, 2018 in respect to National Instrument 94-101 Mandatory Central Counterparty Clearing of Derivatives (NI 94-101)

Yukon rare plant information sheet for Northern Wild Comfrey (Andersonglossum boreale). Rare plant information sheets provide information on the conservation status, distribution, and distinguishing features of vascular plants on the Conservation Data Centre track and watch lists.

Superintendent Order 2016-06 Securities Act, ICE Trade Vault, LLC Recognition Order as a quotation and trade reporting system pursuant to section 72 of the Securities Act (Yukon) (the Act)

Local Rule 11-802 Securities Act Implementation of CSA Instruments, amendment No. 16, effective January 3, 2019

Local Rule 15-501 Securities Act, Exemption of Certain Insurance Contracts, effective March 17, 2008

Liquor licence suspension Boiler Room 2018 to 2019.

Local Rule 11-802 Securities Act Implementation of CSA Instruments, amendment No. 4 effective July 31, 2012

Local Rule 11-802 Securities Act Implementation of CSA Instruments, amendment No. 9, effective September 8, 2015

Local Rule 11-802 Securities Act Implementation of CSA Instruments, amendment No. 14, Effective March 13, 2017

Local Rule 12-501 Securities Act respecting Exemption for discretionary exemptions, effective March 17, 2008

The Yukon snow survey bulletin and water supply forecast is prepared and issued three times annually – after March 1, April 1 and May 1. The bulletin provides a summary of winter meteorological and streamflow conditions for Yukon, as well as current snow depth and snow water equivalent observations for 57 locations.

Local Rule 11-802 Securities Act Implementation of CSA Instruments, amendment No. 7, effective October 12, 2013

Local Rule 11-802 Securities Act Implementation of CSA Instruments, amendment No. 12, effective May 1, 2016

Local Rule 11-803 Securities Act respecting amendments to certain CSA Instruments and Policies, effective March 31, 2010

Local Rule 31-518 Securities Act, Rule Respecting Conditions of Registration - Approved Compensation and Contingency Funds, effective October 25, 2018

Local Rule 11-802 Securities Act Implementation of CSA Instruments, amendment No. 1, effective April 30, 2010

This document lists the liquor licence suspension for Morikawa Sushi 2018 to 2019.

Local Rule 11-802 Securities Act Implementation of CSA Instruments, amendment No. 5, effective February 21, 2013

Local Rule 11-802 Securities Act Implementation of CSA Instruments, amendment No. 10, effective December 8, 2015

Local Rule 11-802 Securities Act Implementation of CSA Instruments, amendment No. 15, effective December 12, 2017

Local Rule 12-501 Securities Act, respecting Exemption for Discretionary Exemptions applied for before March 17, 2008. Amendment effective April 2, 2008

This document lists the liquor licence suspension for the Faro Studio Hotel, 2018 to 2019.

Local Rule 11-802 Securities Act Implementation of CSA Instruments, amendment No. 3, effective April 20, 2012