View Yukon local rules under the Securities Act

Local Rules Effective in the Yukon

The official copies of the Securities Act, regulation, and local rules are found on Yukon Government's Legislation page.

Local Rule 11-802:  Rule respecting the Implementation of CSA Instruments and Policies effective date

Local Rule 11-802 Consolidation including Amendments up to January 9, 2024.

Historical documents related to Local rule 11-802

• Amendment No. 22 to Local Rule 11-802, effective December 18, 2024.
• Amendment No. 21 to Local Rule 11-802, effective January 9, 2024.
• Amendment No. 20 to Local Rule 11-802, effective June 9, 2023.
• Amendment No. 19 to Local Rule 11-802, effective January 23, 2023.
• Amendment No. 18 to Local Rule 11-802, effective August 25, 2021.
• Amendment No. 17 to Local Rule 11-802, effective July 13, 2021.
• Amendment No. 16 to Local Rule 11-802, effective March 1, 2019.
• Amendment No. 15 to Local Rule 11-802, effective December 12, 2017.
• Amendment No. 14 to Local Rule 11-802, effective March 13, 2017.
• Amendment No. 13 to Local Rule 11-802, effective June 23, 2016.
• Amendment No. 12 to Local Rule 11-802, effective May 1, 2016.
• Amendment No. 11 to Local Rule 11-802, effective February 17, 2016.
• Amendment No. 10 to Local Rule 11-802, effective December 8, 2015.
• Amendment No. 9 to Local Rule 11-802, effective September 8, 2015.
• Amendment No. 8 to Local Rule 11-802, effective September 30, 2014.
• Amendment No. 7 to Local Rule 11-802, effective October 12, 2013.
• Amendment No. 6 to Local Rule 11-802, effective March 1, 2013.
• Amendment No. 5 to Local Rule 11-802, effective February 21, 2013.
• Local Rule 11-804 Rule to make local amendments to CSA Instruments implemented in Yukon, effective August 23, 2012.
• Amendment No. 4 to Local Rule 11-802, effective July 31, 2012.
• Amendment No. 3 to Local Rule 11-802, effective April 20, 2012.
• Amendment No. 2 to Local Rule 11-802, effective August 22, 2011.
• Amendment No. 1 to Local Rule 11-802, effective April 30, 2010.
• Local Rule 11-803 Rule respecting certain amendments to CSA Instruments and Policies effective date: March 31, 2010 (Amending the following National Instruments: NI 11-102, NI 13-101, NI 41-101, NI 55-102, NI 81-107 ).
• Local Rule 11-802 Rule respecting the Implementation of CSA Instruments and Policies effective date: September 28, 2009 (Local Rule 11-802 replaced Local Rule 11-801 on September 28, 2009).

Local Rule 12-501

• Local Rule 12-501 Exemption for Discretionary Exemptions applied for before March 17, 2008 (from provisions not in force in Yukon before March 17, 2008).
• Amendment to Local Rule 12-501., effective date: March 17, 2008.

Local Rule 15-501

• Local Rule 15-501 Exemption of Certain Contracts Issued by Insurance Companies from Yukon Securities Laws, effective date: March 17, 2008.

Local Rule 31-518

• Local Rule 31-518 Rule Respecting Conditions of Registration, Approved Compensation and Contingency Funds effective date: October 25, 2018.

Local rules no longer in effect

• Local Rule 11-801 Implementation of CSA Instruments on March 17, 2008, repealed on September 28, 2009.
• Rule to Amend Local Rule 11-801 repealed on September 28, 2009.
• Local Rule 25-501 Designated Ratings Organizations effective date: April 20, 2012.
• Local Rule 31-501 Transitional Registration Requirements repealed on September 28, 2009.
• Local Rule 55-501 Insider Trading Reporting effective date: March 17, 2008, repealed April 30, 2010.