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… of Canada, except Ontario, and has been implemented as a rule or regulation in all jurisdictions, except Ontario. … the numbering in the Instrument. Any general guidance for a Part appears immediately after the Part name. Specific … to make some additional disclosure, and restricts the use of some of the prospectus, take-over bid and disclosure …
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… 1. In this Instrument “OTC issuer” means an issuer (a) that has issued a class of securities that are OTC-quoted securities, and (b) … Regulatory Authority in the United States of America for use on any of the over-the-counter markets in the United …
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… #5411820 v1 Note: [12 Jun 2018] – The following is a consolidation of NI 51-102. It incorporates amendments to … 4.7 Filing of Financial Statements After Becoming a Reporting Issuer 4.8 Change in Year-End 4.9 Change in … PART 5 MANAGEMENT’S DISCUSSION & ANALYSIS 5.1 Filing of MD&A 5.2 Filing of MD&A for SEC Issuers 5.3 Additional …
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… Comparative Interim Financial Information After Becoming a Reporting Issuer 3.7 Change in Year-End 3.8 Reverse … Date of Assumptions 4A.8 Time Period 4A.9 FOFI PART 5 MD&A 5.1 Delivery of MD&A 5.2 Additional Information for Venture … Officers – Where the Instrument or any of the Forms use the term “directors” or “executive officers”, a reporting …
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… after “resources” wherever it occurs. 4. Paragraphs 1.1(5)(a) and (b) are amended by replacing “August 1, 2007” with … out, in part, in the NI 51-101 Glossary. Subparagraph 5.2(a)(iii) of NI 51-101 requires that all estimates of reserves … 2009/07 Amendment effective in Yukon: December 30, 2010 2 A reporting issuer may supplement the annual disclosure …
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… Paragraph 1.1(i) is repealed. 6. Section 1.1 is amended (a) by adding the following paragraph after paragraph (n): … officer, and (ii) on behalf of the board of directors, by (A) any two directors of the reporting issuer, other than the … and by adding the following after subsection (1): (2) A reporting issuer that adopts the approach described in …
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… French as mother tongue. Allophone: the population with a non- official language as mother tongue. Bilingualism: the … 1996, up from 3.3 percent in 1991 and 2.4 percent in 1971. A non-official language was reported as mother tongue by 9.4 … elsewhere Even though 2,700 people (9.4 percent) reported a mother tongue other than English or French in 1996, only …
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… — In this Instrument: “accounting principles” means a body of principles relating to accounting that are generally accepted in a jurisdiction of Canada or a foreign jurisdiction and includes, without limitation, …
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… selected high-risk sections of audit files and elements of a participating audit firm’s system of quality control. The … financial reporting by reporting issuers by requiring: a reporting issuer to engage an auditor that has entered into … a requirement, a restriction or a sanction, or CPAB may use a different term. A participating audit firm must deliver …
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… 3.1 Establishment and maintenance of DC&P and ICFR 3.2 MD&A disclosure of material weakness 3.3 Limitations on scope of design 3.4 Use of a control framework for the design of ICFR PART 4 – …
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… in the United States of America and Canada by way of a prospectus filed with a securities regulatory authority in a jurisdiction of Canada … paragraph 1(e), an investment dealer may provide a limited-use version of the marketing materials that (a) has a date …
44-102 National Instrument, Shelf Distributions, Securities Act, amendment effective August 13, 2013
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… in the United States of America and Canada by way of a prospectus filed with a securities regulatory authority in a jurisdiction of Canada … (1)(e), an investment dealer may provide a limited-use version of the marketing materials that (a) has a date …
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… Note: [30 Jun 2015] – The following is a consolidation of 41-101F1. It incorporates amendments to … on as authoritative. FORM 41-101F1 INFORMATION REQUIRED IN A PROSPECTUS TABLE OF CONTENTS GENERAL INSTRUCTIONS ITEM 1 … Issuers with oil and gas operations #5202277 -ii- ITEM 6 Use of Proceeds 6.1 Proceeds 6.2 Junior issuers 6.3 Principal …
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… definitions: “ETF” or “exchange-traded mutual fund” means a mutual fund in continuous distribution, the securities of which are (a) listed on an exchange, and (b) trading on an exchange or … Form 41-101F4 in the order stipulated in those parts, (c) use the headings and sub-headings stipulated in Form …
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… #5437589 v1 Note: [03 Jan 2019] – The following is a consolidation of NI 41-101. It incorporates amendments to … send PART 4 Financial Statements and Related Documents in a Long Form Prospectus 4.1 Application 4.2 Audit of financial … PART 12 Restricted Securities 12.1 Application 12.2 Use of restricted security term 12.3 Prospectus filing …
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… PART 4 Financial Statements and Related Documents in a Long Form Prospectus 4.1 Application 4.2 Audit of financial … comfort letter 6.4 Delivery of amendments 6.5 Amendment to a preliminary prospectus 6.6 Amendment to a final prospectus … Initially Effective in Yukon: March 17, 2008 3 12.2 Use of restricted security term 12.3 Prospectus filing …
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… Health Program The Yukon Livestock Health Program is a collaboration between the Government of Yukon’s Animal … credit: open source. 3for Yukon farmers Table of contents A note about icons … is a good idea to have boots and coveralls that you only use for chores with quarantine pigs. �� Avoid going to the …
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… to the Rule. Part 14 Handling client accounts – firms If a client consents, documents required in this Part can be … requires investment fund managers to provide, within a reasonable period of time, information concerning deferred … Companion Policy. We encourage registrants to avoid the use of technical terms and acronyms when communicating with …
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… Yukon’s Water Resources Branch. The bulletin provides a summary of winter meteorological and streamflow conditions … was also well above average with the exception of a band stretching from Burwash down to the Yukon-Alaska … pillow went offline early in the winter necessitating the use of data provided by Water Resources’ Wolf Creek Buckbrush …
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… definition or interpretation of which is not restricted to a specific portion of the statute, has, if used in a national instrument or multilateral instrument, the meaning … in that statute unless the context otherwise requires. (2) A provision or reference within a provision of a national …
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… offering? 1.6 How does an indirect offering differ from a direct offering? PART 2 – DISTRIBUTABLE CASH 2.1 What is … cash? 2.2 Do income trusts provide investors with a consistent rate of return? 2.3 How do the distribution … should the estimate of distributable cash be derived from a forecast? PART 3 – OTHER DISCLOSURE ISSUES A. Material debt …
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… guidance for issuers applying for the revocation of a cease trade order (or CTO, as defined below) for a continuous disclosure default that is not covered by the … of all outstanding disclosure impractical or of limited use to investors. This may particularly apply to disclosure …
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… #5998978 v1 Note: [06 Jan 2022] - The following is a consolidation of MI 13-102. It incorporates the amendments … Fund Continuous Disclosure; “initial filer profile” means a filer profile filed in accordance with subsection 5.1(1) of … Bids and Issuer Bids applies; “shelf prospectus” means a prospectus filed under National Instrument 44-102 Shelf …
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… regulator for foreign firm PART 4B APPLICATION TO BECOME A DESIGNATED RATING ORGANIZATION 4B.1 Application 4B.2 … PART 5 EFFECTIVE DATE 5.1 Effective date Appendix A CD requirements under MI 11-101 Companion Policy 11-102CP … it in the local jurisdiction. In this policy, we generally use the term „non- principal jurisdiction‟ instead of „local …