View Yukon local rules under the Securities Act

Local Rules Effective in the Yukon

The official copies of the Securities Act, regulation, and local rules are found on Yukon Government's Legislation page.

Local Rule 11-802:  Rule respecting the Implementation of CSA Instruments and Policies effective date

Local Rule 11-802 Consolidation including Amendments up to December 31, 2020

Historical documents related to Local rule 11-802

Local Rule 12-501

Local Rule 15-501

  • Local Rule 15-501 Exemption of Certain Contracts Issued by Insurance Companies from Yukon Securities Laws, effective date: March 17, 2008.

Local Rule 31-518

  • Local Rule 31-518 Rule Respecting Conditions of Registration, Approved Compensation and Contingency Funds effective date: October 25, 2018.

Local rules no longer in effect

  • Local Rule 11-801 Implementation of CSA Instruments on March 17, 2008, repealed on September 28, 2009.
  • Rule to Amend Local Rule 11-801 repealed on September 28, 2009.
  • Local Rule 25-501 Designated Ratings Organizations effective date: April 20, 2012.
  • Local Rule 31-501 Transitional Registration Requirements repealed on September 28, 2009.
  • Local Rule 55-501 Insider Trading Reporting effective date: March 17, 2008, repealed April 30, 2010.

 

Contact: 

For more information on local rules under the Securities Act email securities@yukon.ca or phone 867-667-5466.