Local Rules Effective in the Yukon
The official copies of the Securities Act, regulation, and local rules are found on Yukon Government's Legislation page.
Local Rule 11-802: Rule respecting the Implementation of CSA Instruments and Policies effective date
Local Rule 11-802 Consolidation including Amendments up to December 31, 2021
Historical documents related to Local rule 11-802
- Amendment No.21 to Local Rule 11-802, effective January 9, 2024
- Amendment No. 20 to Local Rule 11-802, effective June 9, 2023
- Amendment No. 19 to Local Rule 11-802, effective January 23, 2023.
- Amendment No. 18 to Local Rule 11-802, effective August 25, 2021.
- Amendment No. 17 to Local Rule 11-802, effective July 13, 2021.
- Amendment No. 16 to Local Rule 11-802, effective March 1, 2019.
- Amendment No. 15 to Local Rule 11-802, effective December 12, 2017.
- Amendment No. 14 to Local Rule 11-802, effective March 13, 2017.
- Amendment No. 13 to Local Rule 11-802, effective June 23, 2016.
- Amendment No. 12 to Local Rule 11-802, effective May 1, 2016.
- Amendment No. 11 to Local Rule 11-802, effective February 17, 2016.
- Amendment No. 10 to Local Rule 11-802, effective December 8, 2015.
- Amendment No. 9 to Local Rule 11-802, effective September 8, 2015.
- Amendment No. 8 to Local Rule 11-802, effective September 30, 2014.
- Amendment No. 7 to Local Rule 11-802, effective October 12, 2013.
- Amendment No. 6 to Local Rule 11-802, effective March 1, 2013.
- Amendment No. 5 to Local Rule 11-802, effective February 21, 2013.
- Local Rule 11-804 Rule to make local amendments to CSA Instruments implemented in Yukon, effective August 23, 2012.
- Amendment No. 4 to Local Rule 11-802, effective July 31, 2012.
- Amendment No. 3 to Local Rule 11-802, effective April 20, 2012.
- Amendment No. 2 to Local Rule 11-802, effective August 22, 2011.
- Amendment No. 1 to Local Rule 11-802, effective April 30, 2010.
- Local Rule 11-803 Rule respecting certain amendments to CSA Instruments and Policies effective date: March 31, 2010 (Amending the following National Instruments: NI 11-102, NI 13-101, NI 41-101, NI 55-102, NI 81-107 ).
- Local Rule 11-802 Rule respecting the Implementation of CSA Instruments and Policies effective date: September 28, 2009 (Local Rule 11-802 replaced Local Rule 11-801 on September 28, 2009).
Local Rule 12-501
- Local Rule 12-501 Exemption for Discretionary Exemptions applied for before March 17, 2008 (from provisions not in force in Yukon before March 17, 2008).
- Amendment to Local Rule 12-501., effective date: March 17, 2008.
Local Rule 15-501
- Local Rule 15-501 Exemption of Certain Contracts Issued by Insurance Companies from Yukon Securities Laws, effective date: March 17, 2008.
Local Rule 31-518
- Local Rule 31-518 Rule Respecting Conditions of Registration, Approved Compensation and Contingency Funds effective date: October 25, 2018.
Local rules no longer in effect
- Local Rule 11-801 Implementation of CSA Instruments on March 17, 2008, repealed on September 28, 2009.
- Rule to Amend Local Rule 11-801 repealed on September 28, 2009.
- Local Rule 25-501 Designated Ratings Organizations effective date: April 20, 2012.
- Local Rule 31-501 Transitional Registration Requirements repealed on September 28, 2009.
- Local Rule 55-501 Insider Trading Reporting effective date: March 17, 2008, repealed April 30, 2010.
Contact
For more information on local rules under the Securities Act email [email protected] or phone 867-667-5466.