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81-101 Companion Policy, Mutual Fund Prospectus Disclosure, Securities Act, amendment effective September 1, 2013

81-106 Companion Policy, Investment Fund Continuous Disclosure, Securities Act, amendment effective September 22, 2014

91-101 Multilateral Instrument, Derivatives: Product Determination, Securities Act, amendment effective September 30, 2016

91-102 Multilateral Instrument Prohibition of Binary Options, Securities Act, initially effective December 12, 2017

94-101 Multilateral Instrument, Form 2 Derivatives Clearing Services, Securities Act, initially effective April 4, 2017

94-102 Companion Policy, Derivatives: Customer Clearing and Protection of Customer Collateral and Positions, initially effective July 3, 2017

96-101 Multilateral Instrument, Form 3 Cessation of Operations Report for Recognized Trade Repository, initially effective May 1, 2016

81-101 Companion Policy, Mutual Fund Prospectus Disclosure, Securities Act, initially effective March 17, 2008

91-101 Companion Policy, Derivatives: Product Determination, Securities Act, unofficial consolidation as of September 30, 2016

94-101 Companion Policy, Mandatory Central Counterparty Clearing of Derivatives, Securities Act, initially effective April 4, 2017

94-102 National Instrument, Form 2 Customer Collateral Report: Indirect Intermediary, initially effective July 3, 2017

96-101 Multilateral Instrument, Trade Repositories and Derivatives Data Reporting, Securities Act, amendment effective September 30, 2016

96-101 Multilateral Instrument, Form 1 Application for Recognition - Trade Repository Information Statement, initially effective May 1, 2016

81-101 Companion Policy, Mutual Fund Prospectus Disclosure, Securities Act, amendment effective May 14, 2013

81-105 National Instrument, Mutual Funds Sales Practice, Securities Act, unofficial consolidation as of September 22, 2014

91-101 Multilateral Instrument, Derivatives: Product Determination, Securities Act, unofficial consolidation as of September 30, 2016

91-102 Companion Policy, Prohibition of Binary Options, Securities Act, initially effective December 12, 2017

94-102 National Instrument, Derivatives: Customer Clearing and Protection of Customer Collateral and Positions, initially effective July 3, 2017

81-102 National Instrument, Investment Funds (Formerly Mutual Funds), Securities Act, amendment effective September 22, 2014

81-101 National Instrument, Form 1 Contents of Simplified Prospectus, initially effective March 17, 2008

Adaptive management is the process of planning a response to circumstances or events that may not be fully predictable or expected. Protocol 13 provides information on when adaptive management is required.

81-106 National Instrument, Investment Fund Continuous Disclosure, Securities Act, amendment effective January 1, 2014

81-102 National Instrument, Mutual Funds, Securities Act, amendment effective January 1, 2011

81-101 National Instrument, Form 3 Contents of Fund Facts Document, unofficial consolidation as of January 3, 2019

81-106 Companion Policy, Investment Fund Continuous Disclosure, Securities Act, amendment effective March 8, 2017

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