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… 2.3(1)(b)(ii) is replaced with the following: (ii) a personal information form for all of the following: (A) each director and executive officer of the mutual fund; … 2.3(1): (1.0.1) Despite subparagraph 2.3(1)(b)(ii), a mutual fund is not required to deliver a personal …
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… 11 INVESTMENT FUND WEBSITE 11.1 Requirement to designate a website (1) The purpose of Part 16.1 is to improve investor … disclosure and other information that characterizes a fund. Investment funds’ websites typically include regulatory disclosure (e.g., a prospectus, a fund facts document, an ETF facts document, …
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… by this Document. 2. Subsection 5A.4(1) is changed (a) by replacing “to the website of the ETF, the ETF’s family … “designated website”. 3. Subsection 5A.4(2) is changed (a) by replacing “Many ETFs have fund profiles that are available on a website of the ETF, the ETF’s family or the manager of the …
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… adding the following paragraph: 5. The CSA do not consider a manager’s organization of an investment fund (such as the … to IRC review, unless the manager’s decisions give rise to a conflict of interest concerning the manager’s obligations … requirements.. 5. Commentary 2 to section 6.1 is changed (a) by adding the following after “investment funds”: , …
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… PROTECTION CORPORATION SUPERINTENDENT ORDER 2020/03 Y.S.A. APPROVAL ORDER (section (1) of Local Rule 31-518) WHEREAS … Obligations, must participate in and contribute to a compensation fund, or a contingency trust fund, approved by the Superintendent and …
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… Obligations; “pre-authorized purchase plan” means a contract or other arrangement for the purchase of securities of a mutual fund, by payments of a specified amount, on a regularly scheduled basis, and which …
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… – The Instrument contemplates delivery to all investors of a fund facts document in accordance with the requirements in … of the Fund Facts Document – (1) The Instrument requires a fund facts document to be delivered before a dealer accepts an instruction for the purchase of a …
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… amended by this Instrument. 2. Section 1.1 is amended by (a) repealing the definition of “Personal Information Form and … following definition: ““personal information form” means (a) a completed Schedule 1 of Appendix A to National Instrument …
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… provides guidance to proxy advisory firms designed to (a) promote transparency in the processes leading to a vote recommendation and the development of proxy voting … Proxy advisory services include any of the following: (a) analyzing the matters put to a vote at a shareholders’ …
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… by this Instrument. 2. Subsection 1.1(1) is amended (a) before the definition of “AIF”, by adding the following … position or cash flows that is presented either as a forecast or a projection;, (j) by replacing the definition of …
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… Forms 2.5.1(1) If mutual funds are relying upon a previously delivered personal information form or … of the Instrument require that in certain circumstances a mutual fund deliver a copy of a previously delivered personal information form, …
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… is amended by this Instrument. 2. Section 1.1 is amended (a) by adding the following definition: “Aequitas personal information form” means a personal information form for an individual prepared … form”, by deleting “or” at the end of paragraph (a), by adding “, or” at the end of paragraph (b), and by …
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… Registrant Obligations SUPERINTENDENT ORDER 2021/06 Y.S.A. (under section 16 of the Securities Act) WHEREAS on … which affect all registrants. The CSA provided for a phased transition period, with reforms relating to … of Securities, in Superintendent Order 2020/06 Y.S.A. Relief in respect of Client Focused Reforms Conflict of …
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… and discloses an MER. This includes disclosure in a sales communication, a prospectus, a fund facts document, an ETF facts document, an annual …
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… Item 9.1 Investment Risk Classification Methodology For a mutual fund, (a) state in words substantially similar to the following: The … fund is required to be determined in accordance with a standardized risk classification methodology that is based …
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… is amended by this Instrument. 2. Section 1.1 is amended (a) in the definition of “commodity pool” by replacing … 4. General Instruction (2) of Form 81-101F1 is amended (a) by replacing “National Instrument 81-102 Mutual Funds” … 81-102 does not apply to this Form”. 5. Item 5(1) of Part A of Form 81-101F1 is amended by replacing “registrar and …
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… Subsection 1.2(3) is repealed. 3. Section 1.3 is amended (a) by replacing subsection (2) with the following: (2) Terms … must include, in the notes to the financial statements, a reconciliation of the gross amount generated from the … to in subsection (4) must include each of the following: (a) the name of each person or company who was entitled to …
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… avec la Direction de la gestion des terres à land.use@yukon.ca . Pour obtenir des conseils pratiques propres au … terres publiques. La Direction de la gestion des terres a besoin de cette information pour accorder le permis. … vous informer de l’évolution de votre dossier; si elle a besoin de renseignements supplémentaires. …
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… changed by this document. 2. Subsection 3.2(3) is changed (a) by replacing “Multilateral” with “National”, and (b) by … changes become effective on the later of the following: (a) May 9, 2016; (b) the day on which sections 1, 2 and 3, …
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… 6 How survey respondents intend to use the information presented in the flood hazard maps … may be covered by water or where the water reaches during a specific flood event. 3Pikas, a local planning and engagement firm, supported engagement …
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… authorities are of the view that any proceeds generated as a result of investing the collateral delivered to the investment fund in connection with a securities lending transaction form part of the gross …
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… le permis est assorti des conditions énoncées à l’annexe A et que, en tant que personne dont le nom figure sur le … dans les 72 heures suivant l’arrivée du chargement à destination. • Les personnes responsables du déchargement des … DU PERMIS YG(6705ENV) 01/2023 Page 3 de 3 First name: Last name: Business name: Physical address: City: TerrProv: …
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… Immunization Program Section 8 – Biological Products 1 | P a g e 2019 August Hepatitis B Immune Globulin (HBIg) (BayHep … risk for hepatitis B infection (i.e., intravenous drug use, sex trade work) whose infectious status is unknown or … of body weight IM as soon as possible following the last sexual exposure, along with hepatitis B vaccine series. …
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… by replacing “an approved rating organization” with “a designated rating organization or its DRO affiliate”. 3. …