Find the CSA Instruments and Policies effective in Yukon for Category 9

Derivatives [91-101 - 96-101]

91–101 Derivatives: Product Determination [Multilateral Instrument]

NI 91–101 unofficial consolidation as of September 30, 2016

91–101CP unofficial consolidation as of September 30, 2016

Documents related to MI 91–101

Amendments to MI 91–101 effective September 30, 2016

Amendments to 91–101 CP effective September 30, 2016

Companion Policy 91–101CP effective May 1, 2016

Multilateral Instrument 91–101 Derivatives: Product Determination effective May 1, 2016

91–102 Prohibition of Binary Options [Multilateral Instrument]

Multilateral Instrument 91–102 Prohibition of Binary Options effective December 12, 2017

Documents related to MI 91–102

Companion Policy 91–102CP effective December 12, 2017

94–101 Mandatory Central Counterparty Clearing of Derivatives [National Instrument]

National Instrument 94–101 Mandatory Central Counterparty Clearing of Derivatives effective on April 4, 2017

Documents related to NI 94–101

Companion Policy 94–101 CP effective April 4, 2017

Form 94–101F1 Intragroup Exemption, April 4, 2017

Form 94–101F2 Derivatives Clearing Services, April 4, 2017

94–102 Derivatives: Customer Clearing and Protection of Customer Collateral and Positions [National Instrument]

National Instrument 94–102 Derivatives: Customer Clearing and Protection of Customer Collateral and Positions effective July 3, 2017

Documents related to NI 94–102

Companion Policy 94-102 CP effective July 3, 2017

Form 94–102F1 Customer Collateral Report: Direct Intermediary, July 3, 2017

Form 94–102F2 Customer Collateral Report: Indirect Intermediary, July 3, 2017

Form 94–102F3 Customer Collateral Report: Regulated Clearing Agency, July 3, 2017

96–101 Trade Repositories and Derivatives Data Reporting [Multilateral Instrument]

MI 96–101 unofficial consolidation effective September 30, 2016

96–101 CP unofficial consolidation effective September 30, 2016

Documents related to MI 96–101

Amendments to MI 96–101 effective September 30, 2016

Amendments to 96–101 CP effective September 30, 2016

Companion Policy 96–101 effective May 1, 2016

Multilateral Instrument 96–101 Trade Repositories and Derivatives Data Reporting effective on May 1, 2016

Form 96–101F1 Application for Recognition, Trade repository information statement

Form 96–101F2 Trade repository submission to jurisdiction and appointment of agent for service of process

Form 96–101F3 Cessation of operations report for recognized trade repository