Find the CSA Instruments and Policies effective in Yukon for Category 9

Derivatives [91-101 - 96-101]

91–101 Derivatives: Product Determination [Multilateral Instrument]

NI 91–101 unofficial consolidation as of September 30, 2016

91–101CP unofficial consolidation as of September 30, 2016

Documents related to MI 91–101

Amendments to MI 91–101 effective September 30, 2016

Amendments to 91–101 CP effective September 30, 2016

Companion Policy 91–101CP effective May 1, 2016

Multilateral Instrument 91–101 Derivatives: Product Determination effective May 1, 2016

91–102 Prohibition of Binary Options [Multilateral Instrument]

Multilateral Instrument 91–102 Prohibition of Binary Options effective December 12, 2017

Documents related to MI 91–102

Companion Policy 91–102CP effective December 12, 2017

93-101 Derivatives: Business Conduct [Multilateral Instrument]

Multilateral Instrument 93-101 Derivatives: Business Conduct effective September 28, 2024

Documents related to MI 93-101

Companion Policy 93-101CP effective September 28, 2024

Form 93-101F1 Submission to Jurisdiction and  Appointment of Agent for Service of Process

94–101 Mandatory Central Counterparty Clearing of Derivatives [National Instrument]

NI 94-101 unofficial consolidation effective September 1, 2022

94-101 CP unofficial consolidation effective September 1, 2022

Documents related to NI 94–101

Amendments to NI 94-101 effective April 12 and September 1, 2022

Amendments to 94-101 CP effective September 1, 2022

Companion Policy 94–101 CP effective April 4, 2017

National Instrument 94–101 Mandatory Central Counterparty Clearing of Derivatives effective on April 4, 2017

94–102 Derivatives: Customer Clearing and Protection of Customer Collateral and Positions [National Instrument]

NI 94-102 unofficial consolidation effective September 13, 2023

Form 96-102F3 unofficial consolidation effective July 26, 2022

Documents related to NI 94–102

Amendments to NI 94-102 effective September 13, 2023

Amendments to NI 94-102 effective July 26, 2022

Companion Policy 94-102 CP effective July 3, 2017

National Instrument 94–102 Derivatives: Customer Clearing and Protection of Customer Collateral and Positions effective July 3, 2017

Form 94–102F1 Customer Collateral Report: Direct Intermediary, July 3, 2017

Form 94–102F2 Customer Collateral Report: Indirect Intermediary, July 3, 2017

Form 94–102F3 Customer Collateral Report: Regulated Clearing Agency, July 3, 2017

96–101 Trade Repositories and Derivatives Data Reporting [Multilateral Instrument]

MI 96–101 unofficial consolidation effective September 30, 2016

96–101 CP unofficial consolidation effective September 30, 2016

Documents related to MI 96–101

Amendments to MI 96–101 effective September 30, 2016

Amendments to 96–101 CP effective September 30, 2016

Companion Policy 96–101 effective May 1, 2016

Multilateral Instrument 96–101 Trade Repositories and Derivatives Data Reporting effective on May 1, 2016

Form 96–101F1 Application for Recognition, Trade repository information statement

Form 96–101F2 Trade repository submission to jurisdiction and appointment of agent for service of process

Form 96–101F3 Cessation of operations report for recognized trade repository