Find the CSA Instruments and Policies effective in Yukon for Category 4

Distribution Requirements [41-101 - 47-201]

41–101 General Prospectus Requirements [National Instrument]

NI 41–101 unofficial consolidation on National Instrument as of January 3, 2019

41–101 CP unofficial consolidation of Companion Policy as of March 8, 2017

41–101F1 unofficial consolidation as of November 17, 2015

41–101F2 unofficial consolidation as of January 3, 2019

41–101F3 unofficial consolidation as of September 22, 2014

41–101F4 unofficial consolidation as of effective January 3, 2019

Documents related to NI 41–101

Amendment to NI 41–101 effective January 3, 2019

Amendment to NI 41–101 effective June 12, 2018

Amendment to NI 41–101 effective March 8, 2017

Amendment to 41–101 CP effective March 8, 2017

Amendment to NI 41–101 effective December 8, 2015

Amendment to 41–101 CP effective December 8, 2015

Amendment to NI 41–101 effective November 17, 2015

Amendment to NI 41–101 effective June 30, 2015

Amendment to 41–101 CP effective June 30, 2015

Amendment to NI 41–101 effective May 5, 2015

Amendment to NI 41–101 effective September 30, 2014

Amendment to NI 41–101 effective September 22, 2014

Amendment to NI 41–101 effective January 1, 2014

Amendment to NI 41–101 effective August 13, 2013

Amendment to 41–101 CP effective August 13, 2013

Amendment to NI 41–101 effective May 31, 2013

Amendment to 41–101 CP effective May 31, 2013

Amendment to NI 41–101 (DRO) effective May 31, 2013

Amendment to NI 41–101 effective May 14, 2013

Amendment to 41–101 CP effective May 14, 2013

Amendment to NI 41–101 Local Rule 11–804 effective August 23, 2012

Amendment to NI 41–101 effective April 20, 2012

Amendment to NI 41–101 effective April 30, 2012

Amendment to NI 41–101 effective January 1, 2011

Amendment to 41–101 CP effective January 1, 2011

Amendment to NI 41–101 effective December 30, 2010

Amendment to NI 41–101 effective June 30, 2010

Amendment to NI 41–101 Local Rule 11–803, effective March 3, 2010

Companion Policy 41–101 CP effective March 17, 2008

National Instrument 41–101 General Prospectus Requirements effective March 17, 2008

Form 41–101F1 Information Required in a Prospectus, effective March 17, 2008

Form 41–101F2 Information Required in an Investment Fund Prospectus, effective March 17, 2008

Form 41–101F3 Information Required in a Scholarship Plan Prospectus, effective May 31, 2013

Form 41–101F4 effective March 8, 2017

National Policies

41–201 Income Trusts and Other Indirect Offerings [National Policy]

43–101 Standards of Disclosure for Mineral Projects [National Instrument]

NI 43–101 unofficial consolidation as of May 9, 2016

43–101 CP unofficial consolidation as of February 25, 2016

Documents related to NI 43–101

Amendment to NI 43–101 effective May 9, 2016

Amendment to 43–101 CP effective February 25, 2016

Companion Policy 43–101 CP replacement effective June 30, 2011

National Instrument 43–101 Standards of Disclosure for Mineral Projects, replacement effective June 30, 2011

Form 43–101 F1 Technical Report effective June 30, 2011

44–101 Short Form Prospectus Distributions [National Instrument]

NI 44–101 unofficial consolidation as of June 12, 2018

44–101 CP unofficial consolidation as of August 13, 2013

Form 44–101F1 unofficial consolidation as of August 13, 2013

Documents related to NI 44–101

Amendment to NI 44–101 effective June 12, 2018

Amendment to NI 44–101 effective December 8, 2015

Amendment to NI 44–101 effective November 17, 2015

Amendment to NI 44–101 effective August 13, 2013

Amendment to 44–101 CP effective August 13, 2013

Amendment to NI 44–101 effective May 31, 2013

Amendment to 44–101 CP effective May 31, 2013

Amendment to NI 44–101 effective May 14, 2013

Amendment to 44–101 CP effective May 14, 2013

Amendment to NI 44–101 effective April 20, 2012

Amendment to NI 44–101 effective June 30, 2011

Amendment to NI 44–101 effective January 1, 2011

Amendment to 44–101 CP effective January 1, 2011

Companion Policy 44–101 CP effective March 17, 2008

National Instrument 44–101 Short Form Prospectus Distribution effective March 17, 2008

Form 44–101F1 Short Form Prospectus effective March 17, 2008

44–102 Shelf Distributions [National Instrument]

NI 44–102 unofficial consolidation of National Instrument as of June 12, 2018

44–102 CP unofficial consolidation of Companion Policy as of August 13, 2013

Documents related to NI 44–102

Amendment to NI 44–102 effective June 12, 2018

Amendment to NI 44–102 effective September 22, 2014

Amendment to NI 44–102 effective August 13, 2013

Amendment to 44–102 CP effective August 13, 2013

Amendment to NI 44–102 effective May 31, 2013

Amendment to 44–102 CP effective May 31, 2013

Amendment to NI 44–102 effective May 14, 2013

Amendment to 44–102 CP effective May 14, 2013

Amendment to NI 44–102 effective January 1, 2011

National Instrument 44–102 Shelf Distributions effective March 17, 2008

Companion Policy 44–102 CP effective March 17, 2008

44–103 Post-Receipt Pricing [National Instrument]

NI 44–103 unofficial consolidation of National Instrument as of August 13, 2013

44–103 CP unofficial consolidation of Companion Policy as of August 13, 2013

Documents related to NI 41–101

Amendment to NI 44–103 effective August 13, 2013

Amendment to 44–103 CP effective August 13, 2013

National Instrument 44–103 Post-Receipt Pricing effective March 17, 2008

Companion Policy 44–103 CP effective March 17, 2008

45–102 Resale of Securities [National Instrument]

NI 45-102 unofficial consolidation as of June 12, 2018

45-102 CP unofficial consolidation as of August 31, 2018

Form 45-102F1 unofficial consolidation as of May 1, 2011

Documents related to NI 45–102

Amendment to NI 45–102 effective June 12, 2018

Amendment to 45–102 CP effective June 12, 2018

Amendment to NI 45–102 effective December 8, 2015

Amendment to NI 45–102 effective May 5, 2015

Amendment to 45–102 CP effective May 5, 2015

Amendment to NI 45–102 effective August 23, 2012

Amendment to NI 45–102 effective May 1, 2011

Amendment to 45–102 CP effective July 16, 2010

Amendment to NI 45–102 effective September 28, 2009

Form 45–102F1 effective March 17, 2008

National Instrument 45–102 Resale of Securities effective March 17, 2008

Companion Policy 45–102 CP effective March 17, 2008

45–106 Prospectus Exemptions [National Instrument]

NI 45–106 unofficial consolidation as of October 5, 2018

45–106 CP unofficial consolidation as of October 5, 2018

Form 45–106F1 unofficial consolidation as of October 5, 2018

Form 45–106F2 unofficial consolidation as of April 30, 2016

Form 45–106F3 unofficial consolidation as of April 30, 2016

Documents related to NI 45–106

Amendment to NI 45–106 effective October 5, 2018

Amendment to 45–106 CP effective October 5, 2018

Amendment to NI 45–106 effective June 12, 2018

Amendment to NI 45–106 effective June 30, 2016

Amendment to 45–106 CP effective June 30, 2016

Amendment to NI 45–106 effective December 8, 2015

Amendment to 45–106 CP effective December 8, 2015

Amendment to NI 45–106 effective November 17, 2015

Amendment to NI 45–106 (AI) effective May 5, 2015

Replacement of 45–106 CP effective May 5, 2015

Amendment to NI 45–106 (ST Debt) effective May 5, 2015

Amendment to NI 45–106 effective September 22, 2014

Amendment to NI 45–106 (DRO) effective May 31, 2013

Amendment to NI 45–106 effective August 23, 2012

Amendment to NI 45–106 effective June 30, 2011

Amendment to NI 45–106 effective May 1, 2011

Amendment to NI 45–106 effective January 1, 2011

National Instrument 45–106 Prospectus Exemptions effective March 17, 2008

Form 45–106F1 Report of Exempt Distribution, replacement effective June 30, 2016

Form 45–106F2 Offering Memorandum for Non-Qualifying Issuers, March 17, 2008

Form 45–106F3 Offering Memorandum for Qualifying Issuers, March 17, 2008

Form 45–106F4 Risk Acknowledgement, March 17, 2008

Form 45–106F5 Risk Acknowledgement Saskatchewan Close Personal Friends and Close Business Associates, September 28, 2009

Form 45–106F7 Information Memorandum for Short-Term Securitized Products Distributed under Section 2.35.1, May 5, 2015

Form 45–106F8 Monthly Disclosure Report for Short-Term Securitized Products Distributed under Section 2.35.1, May 5, 2015

Form 45–106F9 Form for Individual Accredited Investors, May 5, 2015

Form 45–106F14 Rights Offering Notice for Reporting Issuers, December 8, 2015

Form 45–106F15 Rights Offering Circular for Reporting Issuers, December 8, 2015

45–107 Listing Representation and Statutory Rights of Action Disclosure Exemptions [Multilateral Instrument]

Multilateral Instrument 45–107 Listing representation and Statutory Rights of Action Disclosure Exemptions effective September 8, 2015

National policies

46–201 Escrow for Initial Public Offerings [National Policy]

47–201 Trading Securities using the Internet and Other Electronic Means [National Policy]