Find out about Yukon securities fees

 

Registration type Date due Fee
Application for registration as a dealer or advisor. It doesn't matter how many categories of registration the application relates to. n/a $750
Application for registration as an investment fund manager. n/a $750
Annual fee payable by each registered dealer, advisor or investment fund manager. December 31 $750
Except as provided in paragraph (f), application for registration or reinstatement as a representative, ultimate designated person or chief compliance officer of a registered dealer, advisor or investment fund manager, regardless of the number of categories of registration to which the application relates. n/a $250
Annual fee for each registered representative, ultimate designated person or chief compliance officer of a registered dealer, advisor or investment fund manager. December 31 $100
Application by a dealer, advisor or investment fund manager to make a change or an addition to the registration category in respect of which the dealer, advisor or investment fund manager is registered. n/a $100
Application by a dealer, advisor or investment fund manager to delete a registration category in respect of which the dealer, advisor or investment fund manager is registered n/a $0

 

Disclosure filing fees Date due Fee
For issuers other than an investment fund issuer, filing a preliminary prospectus or pro forma prospectus for each class of security n/a $350
In the case of an investment fund issuer, filing a preliminary prospectus or pro forma for each fund n/a $350
Filing an amendment to a preliminary, pro forma, or other prospectus for each class of security or fund affected by the amendment n/a $50
Filing a non-exempt take‑over bid or issuer-bid circular n/a $200
Filing a rights offering circular n/a $100
Filing an offering memorandum n/a $100
Filing a report of an exempt distribution in accordance with form 45–106F1 under National Instrument 45‑106 Prospectus and Registration Exemptions n/a $25
Filing by an issuer of an annual information form under National Instrument 51–102 Continuous Disclosure Obligations or under National Instrument 81–106 Investment Fund Continuous Disclosure n/a $400
Application for exemptive relief or application for designation or recognition under the Securities Act n/a

$250

Filings or approvals not otherwise provided for in this schedule n/a $0

 

Fees for searches, certificates and photocopies  
Searches $0
A certified statement referred to in section 19 of the Securities Act provided by the superintendent on request $25
Certificate of true copy of an original document $5
Photocopies per page $1
Fax transmissions per page $2

 

Contact: 

For more information on local rules under the Securities Act email securities@gov.yk.ca or phone 867-667-5466.  We are located at 307 Black Street, Whitehorse, Yukon, Y1A 2N1.